A person who disseminates false statements with intent to defraud is liable under SEC scheme liability rules even if another person made those statements.
securities
Court upholds Stock Exchange of Hong Kong delisting decisions where properly made, affirming deference to exchange regulatory decisions.
CFA clarified the conditions under which disclosure obligations arise under the Hong Kong Stock Exchange Listing Rules in a securities context.
HK Court of First Instance dismissed investors' misrepresentation claims arising from alleged false statements made in connection with a software company IPO.
Get a detailed analysis of Lorenzo v Securities and Exchange Commission and how it applies to your situation.
Explain Lorenzo v Securities and Excha...